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phase3: cJSON cross-language win verified + audited; robustness fix; case studies
phase3-cjson-002 (class 5+3): stack-buffer number parsing + strtod round-trip replacing sscanf. +8.85% median, 95% CI [+7.5%, +10.0%] on the C target, banked. 100% audit: byte-identical golden replay, independent ASan+UBSan clean, 10k-input differential fuzz 0 divergences, patch bounds/free-gating verified by eye. - verdict: an infrastructure sanitizer-BUILD failure (missing runtime, broken toolchain) now caps the accept at needs-human-review and logs it, instead of crashing the verdict and losing a measured bench. - results/phase3/: four public case studies (tokei class-5 wins; build flags + allocators; the comrak caught false-accept; the cJSON cross-language proof) + README. Compound-speedup claim stated as an approximation, not a measured figure (CIs don't multiply). - .gitignore: cjson build-artifact dirs. Co-Authored-By: Claude Fable 5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01EcKPWQ3MQD4NdEHwar96u2
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# Case study 1 — tokei: compounding algorithmic wins (Rust, class 5)
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**Target:** [tokei](https://github.com/XAMPPRocky/tokei) v14.0.0 — a
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source-code line counter. **Workload:** 221 MB / 4360 files (8 replicas
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of the Pro Git book + comrak's own tree), single rayon thread, CPU
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pinned. **Result:** three independent, CI-verified class-5 wins on the
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same hot function — each proposed *by the unattended agent* and
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100%-audited. Multiplied together they are **~1.26× over the Phase-0
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baseline** (1.107 × 1.037 × 1.099), but that product is an
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approximation, not a measured figure: each speedup carries its own
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bootstrap CI against its own baseline, and confidence intervals do not
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compose through multiplication. The trustworthy claims are the three
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individual increments below.
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## The hot path
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tokei spends the overwhelming majority of its instructions in one
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function — `LanguageType::parse_lines` and the per-byte loop inside
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`SyntaxCounter::perform_multi_line_analysis`. The cache-sim profile put
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it at **55.9% of instructions, 62% of all branches, 44% of branch
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mispredicts** on the pinned corpus: for every byte of every line, the
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counter tested a stack of quote/comment token matchers.
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## The three wins
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| run | mechanism | speedup (median) | 95% CI |
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|---|---|---|---|
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| `phase0-tokei-002` (class 3) | read path: `fs::read` pre-sized, BOM-only decode | 1.099 | [1.080, 1.127] |
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| `phase2-tokei-001` (class 5) | 256-entry first-byte gate table for the token matchers | 1.107 | [1.084, 1.131] |
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| `phase2-tokei-003` (class 5) | forward-only whitespace break (drop the `rposition` rescan) | 1.037 | [1.027, 1.052] |
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| `phase2-tokei-008` (class 5) | streaming leftmost `important_syntax` scan (one vectorized pass, not per-line restart) | 1.099 | [1.073, 1.112] |
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Each is a **redundant-work elimination**: the first-byte gate replaces
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five per-byte matcher loops with one table load; the whitespace-break
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change drops a full backward scan of the file tail per byte; the
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streaming scan replaces a per-line aho-corasick restart (which kept
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memmem's SIMD prefilter in its short-haystack slow path) with a single
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leftmost search advanced by integer comparisons.
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## Why the numbers are trustworthy
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- **Byte-identical golden replay** on the pinned corpus for every win —
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a code counter that miscounts one line fails the gate.
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- **10,000-input differential fuzz** (`scripts/diff-fuzz-tokei.py`),
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pristine vs candidate, **0 divergences** — after canonicalizing
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tokei's benign parallel-walker output ordering (a real finding:
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raw-byte differential comparison over-counts when the target is
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legitimately nondeterministic in presentation).
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- **ASan/LSan clean** on the patched tree over the full corpus.
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- **Interleaved A/B** vs a pristine-rebuilt baseline, bootstrap 95% CI
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lower bound ≥ the 2% bar. `phase2-tokei-008` was the first accept
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through the *machine-enforced* sanitizer gate (see case study 3).
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## What it demonstrates
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The richest wins on a mature Rust binary were not exotic — they were
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"this loop does work it doesn't need to, on every byte." The agent found
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each by reading the cache-sim profile, checking the ledger to avoid
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re-attempting a class on the same hotspot, and proposing the cheapest
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untried mechanism. Three separate hypotheses, three separate verified
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increments, all on the same 40%-of-runtime function — and one honest
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rejection in between (`phase2-tokei-009`, a real +5.7% median whose
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noisy CI lower bound of +0.2% could not clear the bar, so it does not
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count).
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# Case study 2 — cheap wins first: build flags and allocators
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**The playbook's ordering principle (SPEC §3.3, CLAUDE.md
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non-negotiable #3): build flags → LTO → PGO → allocator swap → *then*
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code changes.** The cheapest classes are tried first because they carry
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the lowest cost-per-attempt and the lowest risk. Two of them produced
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Phase-0 results that frame the whole project's discipline.
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## Class 1 — link-time optimization (tokei) — ACCEPTED
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`phase0-tokei-003`: set `lto = true` (fat LTO, up from `thin`) and
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`codegen-units = 1` in tokei's release profile.
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- **Speedup: 1.104 median, 95% CI [1.085, 1.120]** vs the pristine
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`thin`-LTO baseline.
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- Byte-identical golden replay; no source change, so equivalence is by
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construction (same code, different codegen). Auto-accept tier.
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- A pure build-config win worth **+10%** — the cheapest possible class,
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and on this target the single largest individual increment.
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The lesson the ledger enforces: you do not go hand-optimize a hot loop
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before you have tried turning on the optimizer's own switches.
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## Class 2 — allocator swap (comrak) — NEEDS-HUMAN-REVIEW
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`phase0-comrak-002`: swap the global allocator to
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[mimalloc](https://github.com/microsoft/mimalloc).
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- **Speedup: 1.046 median, 95% CI [1.033, 1.058]** — a real, CI-clean
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+4.6% on comrak's Pro Git render.
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- Byte-identical golden replay. And yet the verdict is **not
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`accepted`** — it is **`needs-human-review`**.
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Why: an allocator swap changes the process's memory behavior globally.
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It is exactly the class of change SPEC §8 routes to a human — not
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because this instance is wrong, but because "the benchmark got faster"
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is not sufficient evidence that a global allocator change is safe under
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every workload, fragmentation pattern, and concurrency scenario the
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target will meet in production. The pipeline measured a real win and
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then **refused to auto-ship it**, tagging it for a human ruling instead.
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## What the pair demonstrates
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The cheap classes are not lesser — class 1 produced this project's
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biggest single win. But "cheap to try" is not "safe to auto-accept."
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LTO is deterministic codegen: accept it. An allocator swap is a global
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behavioral change: measure it, prove the speedup, and *still* hand it to
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a human. The tier is decided by the *nature* of the change, never by the
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size of the number — the same rule that later caught a leaking teardown
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patch the bench loved (case study 3).
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# Case study 3 — the caught false-accept (comrak, class 3)
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**This is the most important case study in the project, because it is
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the one where the machine got it wrong and the process caught it.**
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## What happened
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`phase2-comrak-010`: the unattended agent, reading comrak's cache-sim
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profile, saw that AST-arena teardown at process exit —
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`drop_in_place::<Vec<Node<RefCell<Ast>>>>` plus its share of the glibc
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free path — cost real instructions and cache misses in a
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run-to-completion CLI. Its hypothesis: comrak already ends in
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`process::exit`, so the OS reclaims memory in bulk anyway; wrap the arena
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in `std::mem::ManuallyDrop` to skip the per-node drop walk, and add a
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`std::hint::black_box(&arena)` before the scope closes so the leak stays
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reachable and a leak checker won't flag it.
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The pipeline ran it:
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- Upstream tests: **PASS**
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- Golden replay: **byte-identical**
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- Interleaved A/B: **+10.7% median, 95% CI [+7.9%, +12.1%]**
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- Verdict: **`accepted`**
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A clean, large, CI-significant win. And it was **wrong**.
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## The audit overturned it
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Phase 2 runs a **100% human audit** of every accepted win (SPEC §10).
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The audit ran the sanitizers the pipeline had not: LeakSanitizer flagged
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a **384-byte arena chunk as unreachable at exit**. The agent's
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`black_box(&arena)` keeps the arena live only until its scope *closes* —
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but `process::exit` runs *after* that scope, so at the moment of exit the
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arena is genuinely unreachable. A real leak. The agent's own hypothesis
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had even named the risk ("if the sanitizer still flags the leak,
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rejected-gates is the honest outcome") — the pipeline simply had no
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sanitizer gate to trip, because in Phase 2 ASan/LSan were a per-attempt
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*manual* step.
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Called per SPEC §10: a **pipeline false accept**, caught by audit
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**before anything shipped**. The win was never banked. Shipped false
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accepts across the entire project remain **zero**.
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## The fix made the machine enforce the tier
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The corrective action was not "be more careful." It was structural:
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`verdict` now **builds the patched tree with ASan+LSan (ASan+UBSan for
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C/C++) and runs the pinned workload on every would-be accept**, capping
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any sanitizer-flagged win at `needs-human-review`. The tier rule SPEC §8
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always specified is now enforced by the machine, not the auditor. The
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very next Rust accept (`phase2-tokei-008`) and the first C accept
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(`phase3-cjson-002`) both passed through this automated gate.
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The 10k-input differential fuzz on the overturned patch found **0
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divergences** — the output equivalence was genuinely real. Only the
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teardown-leak tier was wrong. That is the subtle failure mode the layered
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gates exist for: a change can be behaviorally equivalent on output and
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still unacceptable on a dimension the bench and the golden replay can't
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see.
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## What it demonstrates
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The product is not "an agent that finds speedups." The product is
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**trust** — and trust is demonstrated most by the case where the
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optimistic path failed and the structural controls held. An agent
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graded only by accept-rate would have banked this win. The ledger is
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append-only, so the `accepted` row still stands, immutable — with this
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document as the permanent corrective record beside it.
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# Case study 4 — cJSON: the cross-language proof (C, classes 3 + 5)
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**Target:** [cJSON](https://github.com/DaveGamble/cJSON) v1.7.19 — an
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ultralightweight C JSON parser/printer, MIT. **Workload:** a 5.6 MB
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deterministic JSON corpus (20k records: nested objects/arrays,
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escaped/unicode strings, integers, dense floats), parsed and serialized,
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single-threaded, CPU-pinned. **Result:** the first verified win on a
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C/C++ target — proof the trust layer, the gates, and the ROI story
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carry across languages, not just across Rust crates.
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## Getting C through the same pipeline
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Nothing in the trust layer assumes cargo anymore. cJSON is "just a
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`target.toml`" pointing at `clang` build commands, with:
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- a **hermetic Unity/CTest suite** (19 tests: `parse_number`,
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`parse_string`, `print_*`, `misc_tests`, …) as the upstream-test gate;
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- a **trust-layer harness driver** (`targets/cjson/harness.c`) compiled
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*with* the patched `cJSON.c` — the agent can patch the parser but not
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the measurement rig (it lives outside the workspace allowlist);
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- **ASan + UBSan** as the sanitizer gate (the C analogue of the Rust
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nightly ASan path);
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- its own **A/A calibration**: 0/20 false positives, 20/20
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injected-slowdown detections — the C workload is a trusted anchor
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before any verdict runs.
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## The profile
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callgrind cache-sim put **~22% of instructions in glibc float I/O** —
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`__printf_fp` (number serialization) and `strtod`/`str_to_mpn` (number
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parsing) — plus `parse_value`, `parse_string`, and heavy malloc/free
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churn. A number-dense JSON document spends most of its time turning
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numbers into strings and back.
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## Attempt 1 — the honest rejection (`phase3-cjson-001`, class 3)
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`parse_number` heap-allocated a temporary NUL-terminated buffer
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(`malloc` + `memcpy` + `free`) for **every** number, just to hand a
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clean string to `strtod`. With ~100k+ numbers in the corpus that is a
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large share of the allocation churn. The fix: a 64-byte **stack buffer**
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for the common short-number case, heap only for pathologically long
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number strings — byte-identical (strtod sees the same bytes).
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- **Speedup: 1.012 median, 95% CI [1.004, 1.022]** → **rejected-bench.**
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A real mechanism, a real +1.2%, but the CI lower bound (+0.4%) does not
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clear the 2% bar — because the corpus's wall-clock is dominated by float
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*formatting*, not by malloc. The statistical bar rejected a genuine win,
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exactly as designed. It is in the ledger.
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## Attempt 2 — the accepted win (`phase3-cjson-002`, classes 5 + 3)
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Adding the class-5 lever: `print_number` verified every fractional
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number's `"%1.15g"` round-trip by calling **`sscanf("%lg")`** — a full
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`strtod` *plus* format-string interpretation, per number. Replacing it
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with a direct `strtod` is the identical parse with none of the
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format-string overhead. Combined with the stack buffer:
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- **Speedup: 1.089 median, 95% CI [1.075, 1.100]** → **accepted.**
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- Upstream Unity suite: **PASS**. Golden replay: **byte-identical**.
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- **ASan + UBSan: clean** — through the machine-enforced sanitizer gate.
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- **10,000-input differential fuzz** (`scripts/diff-fuzz-cjson.py`),
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pristine vs candidate, **0 divergences**.
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A **+8.9%** verified win on a C target, banked.
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## A finding worth keeping
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The first cJSON accept nearly wasn't recorded: the ASan+UBSan build
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failed to link because the clang sanitizer runtime (`libclang_rt.asan`)
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was not installed, and `sanitizer_check` treated that as a hard error —
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crashing the verdict and losing the measured bench. The fix hardened the
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gate: an **infrastructure** build failure (missing runtime, broken
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toolchain) now caps the accept at `needs-human-review` and logs the
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failure for the operator, rather than discarding a real result. "Cannot
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verify" is a review tier, not a crash.
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## What it demonstrates
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The progression — a real win *rejected* for being too small, then a
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larger win *accepted* only after golden replay, fuzzing, and sanitizers
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all held — is the whole method in miniature, now shown on C. Nothing
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about the trust story is Rust-specific. The cheapest safe lever (skip a
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per-number allocation) wasn't enough; the algorithmic lever (stop doing a
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redundant heavyweight parse) was — and the pipeline proved it the same
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way it proves everything else.
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# Phase 3 — playbook + proof
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**Exit criteria (SPEC §5): 3–5 public case studies · zero regressions
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shipped · playbook ≥6 classes · C/C++ targets · coz.**
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Phase 3 turns the trust layer and the agent loop from Phases 1–2 into
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*evidence*: verified optimization wins across the playbook and across
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languages, each one reproducible from a pinned corpus through the same
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gated pipeline, with every attempt — win or loss — in the append-only
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ledger.
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## What changed for Phase 3
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- **The trust layer went language-agnostic.** Build isolation moved from
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a cargo-specific `CARGO_TARGET_DIR` injection to an explicit `{out}`
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placeholder plus optional `sanitizer`/`sanitizer_binary` build
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templates (`crates/diff-test/src/target.rs`). A C/C++ target is now
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just a `target.toml` with `clang` commands. Proven zero-regression:
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tokei ran a full verdict through the refactored pipeline to a correct
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null result before any C target was added.
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- **A C target joined the roster** — cJSON (v1.7.19, MIT), with a
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trust-layer harness driver, a hermetic Unity/CTest gate, ASan+UBSan
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sanitizers, a deterministic pinned corpus, and its own A/A calibration
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(0/20 false positives, 20/20 injected-slowdown detections). CI gates
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it on every push.
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- **coz** is wired (`-DHOTPATH_COZ` progress point, `just coz`,
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`scripts/coz-*`); its apt runtime aborts in its own init on this
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container's glibc (documented in `results/cjson/coz/README.md`), so
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callgrind cache-sim is the working profiler.
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## Playbook classes exercised (≥6 required)
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| Class | Mechanism | Exercised on | Result |
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|---|---|---|---|
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| 1 | build config (LTO, codegen-units) | tokei | ✅ win (+10.4%) |
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| 2 | allocator swap (mimalloc) | comrak | needs-human-review (+4.6%) |
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| 3 | allocation churn | tokei, comrak, **cjson** | ✅ wins + one overturned |
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| 4 | data layout | comrak | attempted (rejected) |
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| 5 | algorithmic / redundant work | tokei ×3, **cjson** | ✅ wins |
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| 6 | SIMD / autovectorization | comrak, tokei | attempted (rejected) |
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Six classes exercised (1–6); class 5 and class 3 carry verified wins on
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both a Rust and a C target.
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## The case studies
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1. [`01-tokei-algorithmic-rust.md`](01-tokei-algorithmic-rust.md) —
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three independent CI-verified class-5 wins on a Rust code counter
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(~1.26× multiplied, stated as an approximation, not a measured
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figure), each unattended and audited.
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2. [`02-build-flags-and-allocators.md`](02-build-flags-and-allocators.md)
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— the cheap wins first: LTO (class 1) accepted, mimalloc (class 2)
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correctly held at needs-human-review.
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3. [`03-comrak-caught-false-accept.md`](03-comrak-caught-false-accept.md)
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— the pipeline auto-accepted a leaking teardown patch; the audit
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overturned it and hardened the pipeline. The most important study.
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4. [`04-cjson-c-target.md`](04-cjson-c-target.md) — the cross-language
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proof: a real sub-threshold win correctly rejected, then a byte-
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identical number-handling win accepted on the C target.
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## The through-line
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Every number here carries its 95% bootstrap CI and its workload. Every
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win survived byte-identical golden replay, a 10k-input differential
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fuzz, and sanitizers. Every rejection is a real mechanism that simply
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didn't clear the 2% CI-lower-bound bar — and it is in the ledger too,
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because a rejection is a complete, valid outcome. Nothing shipped that
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the pipeline couldn't prove.
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